The Study of Administration
By Woodrow Wilson, 1887
I suppose that no practical science is ever studied where there is no
need to know it. The very fact, therefore, that the eminently practical
science of administration is finding its way into college courses in
this country would prove that this country needs to know more about
administration, were such proof of the fact required to make out a case.
It need not be said, however, that we do not look into college
programmes for proof of this fact. It is a thing almost taken for
granted among us, that the present movement called civil service reform
must, after the accomplishment of its first purpose, expand into efforts
to improve, not the personnel only, but also the organization
and methods of our government offices: because it is plain that their
organization and methods need improvement only less than their personnel.
It is the object of administrative study to discover, first, what
government can properly and successfully do, and, secondly, how it can
do these proper things with the utmost possible efficiency and at the
least possible cost either of money or of energy. On both these points
there is obviously much need of light among us; and only careful study
can supply that light.
Before entering on that study, however, it is needful:
I. To take some account of what others have done in the same line; that is to say, of the history of the study.
II. To ascertain just what is its subject-matter.
III. To determine just what are the best methods by which to develop
it, and the most clarifying political conceptions to carry with us into
it.
Unless we know and settle these things, we shall set out without chart or compass.
I.
The science of administration is the latest fruit of that study of
the science of politics which was begun some twenty-two hundred years
ago. It is a birth of our own century, almost of our own generation.
Why was it so late in coming? Why did it wait till this too busy
century of ours to demand attention for itself? Administration is the
most obvious part of government; it is government in action; it is the
executive, the operative, the most visible side of government, and is of
course as old as government itself. It is government in action, and one
might very naturally expect to find that government in action had
arrested the attention and provoked the scrutiny of writers of politics
very early in the history of systematic thought.
But such was not the case. No one wrote systematically of
administration as a branch of the science of government until the
present century had passed its first youth and had begun to put forth
its characteristic flower of systematic knowledge. Up to our own day all
the political writers whom we now read had thought, argued, dogmatized
only about the constitution of government; about the nature of
the state, the essence and seat of sovereignty, popular power and kingly
prerogative; about the greatest meanings lying at the heart of
government, and the high ends set before the purpose of government by
man’s nature and man’s aims. The central field of controversy was that
great field of theory in which monarchy rode tilt against democracy, in
which oligarchy would have built for itself strongholds of privilege,
and in which tyranny sought opportunity to make good its claim to
receive submission from all competitors. Amidst this high warfare of
principles, administration could command no pause for its own
consideration. The question was always: Who shall make law, and what
shall that law be? The other question, how law should be administered
with enlightenment, with equity, with speed, and without friction, was
put aside as “practical detail” which clerks could arrange after doctors
had agreed upon principles.
That political philosophy took this direction was of course no
accident, no chance preference or perverse whim of political
philosophers. The philosophy of any time is, as Hegel says, “nothing but
the spirit of that time expressed in abstract thought”; and political
philosophy, like philosophy of every other kind, has only held up the
mirror to contemporary affairs. The trouble in early times was almost
altogether about the constitution of government; and consequently that
was what engrossed men’s thoughts. There was little or no trouble about
administration,-at least little that was heeded by administrators. The
functions of government were simple, because life itself was simple.
Government went about imperatively and compelled men, without thought of
consulting their wishes. There was no complex system of public revenues
and public debts to puzzle financiers; there were, consequently, no
financiers to be puzzled. No one who possessed power was long at a loss
how to use it. The great and only question was: Who shall possess it?
Populations were of manageable numbers; property was of simple sorts.
There were plenty of farms, but no stocks and bonds: more cattle than
vested interests.
I have said that all this was true of “early times”; but it was
substantially true also of comparatively late times. One does not have
to look back of the last century for the beginnings of the present
complexities of trade and perplexities of commercial speculation, nor
for the portentous birth of national debts. Good Queen Bess, doubtless,
thought that the monopolies of the sixteenth century were hard enough to
handle without burning her hands; but they are not remembered in the
presence of the giant monopolies of the nineteenth century. When
Blackstone lamented that corporations had no bodies to be kicked and no
souls to be damned, he was anticipating the proper time for such regrets
by full a century. The perennial discords between master and workmen
which now so often disturb industrial society began before the Black
Death and the Statute of Laborers; but never before our own day did they
assume such ominous proportions as they wear now. In brief, if
difficulties of governmental action are to be seen gathering in other
centuries, they are to be seen culminating in our own.
This is the reason why administrative tasks have nowadays to be so
studiously and systematically adjusted to carefully tested standards of
policy, the reason why we are having now what we never had before, a
science of administration. The weightier debates of constitutional
principle are even yet by no means concluded; but they are no longer of
more immediate practical moment than questions of administration. It is
getting to be harder to run a constitution than to frame one.
Here is Mr. Bagehot’s graphic, whimsical way of depicting the difference between the old and the new in administration:
In early times, when a despot wishes to govern a distant province, he sends down a satrap on a grand horse, and other people on little horses; and very little is heard of the satrap again unless he send back some of the little people to tell what he has been doing. No great labour of superintendence is possible. Common rumour and casual report are the sources of intelligence. If it seems certain that the province is in a bad state, satrap No. I is recalled, and satrap No. 2 sent out in his stead. In civilized countries the process is different. You erect a bureau in the province you want to govern; you make it write letters and copy letters; it sends home eight reports per diem to the head bureau in St. Petersburg. Nobody does a sum in the province without some one doing the same sum in the capital, to “check” him, and see that he does it correctly. The consequence of this is, to throw on the heads of departments an amount of reading and labour which can only be accomplished by the greatest natural aptitude, the most efficient training, the most firm and regular industry.(Essay on Sir William Pitt. [All footnotes WW’s.])
There is scarcely a single duty of government which was once simple
which is not now complex; government once had but a few masters; it now
has scores of masters. Majorities formerly only underwent government;
they now conduct government. Where government once might follow the
whims of a court, it must now follow the views of a nation.
And those views are steadily widening to new conceptions of state
duty; so that, at the same time that the functions of government are
every day becoming more complex and difficult, they are also vastly
multiplying in number. Administration is everywhere putting its hands to
new undertakings. The utility, cheapness, and success of the
government’s postal service, for instance, point towards the early
establishment of governmental control of the telegraph system. Or, even
if our government is not to follow the lead of the governments of Europe
in buying or building both telegraph and railroad lines, no one can
doubt that in some way it must make itself master of masterful
corporations. The creation of national commissioners of railroads, in
addition to the older state commissions, involves a very important and
delicate extension of administrative functions. Whatever hold of
authority state or federal governments are to take upon corporations,
there must follow cares and responsibilities which will require not a
little wisdom, knowledge, and experience. Such things must be studied in
order to be well done. And these, as I have said, are only a few of the
doors which are being opened to offices of government. The idea of the
state and the consequent ideal of its duty are undergoing noteworthy
change; and “the idea of the state is the conscience of administration.”
Seeing every day new things which the state ought to do, the next thing
is to see clearly how it ought to do them.
This is why there should be a science of administration which shall
seek to straighten the paths of government, to make its business less
unbusinesslike, to strengthen and purify its organization, and to crown
its duties with dutifulness. This is one reason why there is such a
science.
But where has this science grown up? Surely not on this side the sea.
Not much impartial scientific method is to be discerned in our
administrative practices. The poisonous atmosphere of city government,
the crooked secrets of state administration, the confusion, sinecurism,
and corruption ever and again discovered in the bureaux at Washington
forbid us to believe that any clear conceptions of what constitutes good
administration are as yet very widely current in the United States. No;
American writers have hitherto taken no very important part in the
advancement of this science. It has found its doctors in Europe. It is
not of our making; it is a foreign science, speaking very little of the
language of English or American principle. It employs only foreign
tongues; it utters none but what are to our minds alien ideas. Its aims,
its examples, its conditions, are almost exclusively grounded in the
histories of foreign races, in the precedents of foreign systems, in the
lessons of foreign revolutions. It has been developed by French and
German professors, and is consequently in all parts adapted to the needs
of a compact state, and made to fit highly centralized forms of
government; whereas, to answer our purposes, it must be adapted, not to a
simple and compact, but to a complex and multiform state, and made to
fit highly decentralized forms of government. If we would employ it, we
must Americanize it, and that not formally, in language merely, but
radically, in thought, principle, and aim as well. It must learn our
constitutions by heart; must get the bureaucratic fever out of its
veins; must inhale much free American air.
If an explanation be sought why a science manifestly so susceptible
of being made useful to all governments alike should have received
attention first in Europe, where government has long been a monopoly,
rather than in England or the United States, where government has long
been a common franchise, the reason will doubtless be found to be
twofold: first, that in Europe, just because government was independent
of popular assent, there was more governing to be done; and, second,
that the desire to keep government a monopoly made the monopolists
interested in discovering the least irritating means of governing. They
were, besides, few enough to adopt means promptly.
It will be instructive to look into this matter a little more
closely. In speaking of European governments I do not, of course,
include England. She has not refused to change with the times. She has
simply tempered the severity of the transition from a polity of
aristocratic privilege to a system of democratic power by slow measures
of constitutional reform which, without preventing revolution, has
confined it to paths of peace. But the countries of the continent for a
long time desperately struggled against all change, and would have
diverted revolution by softening the asperities of absolute government.
They sought so to perfect their machinery as to destroy all wearing
friction, so to sweeten their methods with consideration for the
interests of the governed as to placate all hindering hatred, and so
assiduously and opportunely to offer their aid to all classes of
undertakings as to render themselves indispensable to the industrious.
They did at last give the people constitutions and the franchise; but
even after that they obtained leave to continue despotic by becoming
paternal. They made themselves too efficient to be dispensed with, too
smoothly operative to be noticed, too enlightened to be inconsiderately
questioned, too benevolent to be suspected, too powerful to be coped
with. All this has required study; and they have closely studied it.
On this side the sea we, the while, had known no great difficulties
of government. With a new country, in which there was room and
remunerative employment for everybody, with liberal principles of
government and unlimited skill in practical politics, we were long
exempted from the need of being anxiously careful about plans and
methods of administration. We have naturally been slow to see the use or
significance of those many volumes of learned research and painstaking
examination into the ways and means of conducting government which the
presses of Europe have been sending to our libraries. Like a lusty
child, government with us has expanded in nature and grown great in
stature, but has also become awkward in movement. The vigor and increase
of its life has been altogether out of proportion to its skill in
living. It has gained strength, but it has not acquired deportment.
Great, therefore, as has been our advantage over the countries of Europe
in point of ease and health of constitutional development, now that the
time for more careful administrative adjustments and larger
administrative knowledge has come to us, we are at a signal disadvantage
as compared with the transatlantic nations; and this for reasons which I
shall try to make clear.
Judging by the constitutional histories of the chief nations of the
modern world, there may be said to be three periods of growth through
which government has passed in all the most highly developed of existing
systems, and through which it promises to pass in all the rest. The
first of these periods is that of absolute rulers, and of an
administrative system adapted to absolute rule; the second is that in
which constitutions are framed to do away with absolute rulers and
substitute popular control, and in which administration is neglected for
these higher concerns; and the third is that in which the sovereign
people undertake to develop administration under this new constitution
which has brought them into power.
Those governments are now in the lead in administrative practice
which had rulers still absolute but also enlightened when those modern
days of political illumination came in which it was made evident to all
but the blind that governors are properly only the servants of the
governed. In such governments administration has been organized to
subserve the general weal with the simplicity and effectiveness
vouchsafed only to the undertakings of a single will.
Such was the case in Prussia, for instance, where administration has
been most studied and most nearly perfected. Frederic the Great, stern
and masterful as was his rule, still sincerely professed to regard
himself as only the chief servant of the state, to consider his great
office a public trust; and it was he who, building upon the foundations
laid by his father, began to organize the public service of Prussia as
in very earnest a service of the public. His no less absolute successor,
Frederic William III, under the inspiration of Stein, again, in his
turn, advanced the work still further, planning many of the broader
structural features which give firmness and form to Prussian
administration to-day. Almost the whole of the admirable system has been
developed by kingly initiative.
Of similar origin was the practice, if not the plan, of modern French
administration, with its symmetrical divisions of territory and its
orderly gradations of office. The days of the Revolution – of the
Constituent Assembly – were days of constitution-writing, but they can hardly be called days of constitution-making.
The Revolution heralded a period of constitutional development,-the
entrance of France upon the second of those periods which I have
enumerated,-but it did not itself inaugurate such a period. It
interrupted and unsettled absolutism, but it did not destroy it.
Napoleon succeeded the monarchs of France, to exercise a power as
unrestricted as they had ever possessed.
The recasting of French administration by Napoleon is, therefore, my
second example of the perfecting of civil machinery by the single will
of an absolute ruler before the dawn of a constitutional era. No
corporate, popular will could ever have effected arrangements such as
those which Napoleon commanded. Arrangements so simple at the expense of
local prejudice, so logical in their indifference to popular choice,
might be decreed by a Constituent Assembly, but could be established
only by the unlimited authority of a despot. The system of the year VIII
was ruthlessly thorough and heartlessly perfect. It was, besides, in
large part, a return to the despotism that had been overthrown.
Among those nations, on the other hand, which entered upon a season
of constitution-making and popular reform before administration had
received the impress of liberal principle, administrative improvement
has been tardy and half-done. Once a nation has embarked in the business
of manufacturing constitutions, it finds it exceedingly difficult to
close out that business and open for the public a bureau of skilled,
economical administration. There seems to be no end to the tinkering of
constitutions. Your ordinary constitution will last you hardly ten years
without repairs or additions; and the time for administrative detail
comes late.
Here, of course, our examples are England and our own country. In the
days of the Angevin kings, before constitutional life had taken root in
the Great Charter, legal and administrative reforms began to proceed
with sense and vigor under the impulse of Henry II’s shrewd, busy,
pushing, indomitable spirit and purpose; and kingly initiative seemed
destined in England, as elsewhere, to shape governmental growth at its
will. But impulsive, errant Richard and weak, despicable John were not
the men to carry out such schemes as their father’s. Administrative
development gave place in their reigns to constitutional struggles; and
Parliament became king before any English monarch had had the practical
genius or the enlightened conscience to devise just and lasting forms
for the civil service of the state.
The English race, consequently, has long and successfully studied the
art of curbing executive power to the constant neglect of the art of
perfecting executive methods. It has exercised itself much more in
controlling than in energizing government. It has been more concerned to
render government just and moderate than to make it facile,
well-ordered, and effective. English and American political history has
been a history, not of administrative development, but of legislative
oversight,-not of progress in governmental organization, but of advance
in law-making and political criticism. Consequently, we have reached a
time when administrative study and creation are imperatively necessary
to the well-being of our governments saddled with the habits of a long
period of constitution-making. That period has practically closed, so
far as the establishment of essential principles is concerned, but we
cannot shake off its atmosphere. We go on criticizing when we ought to
be creating. We have reached the third of the periods I have
mentioned,-the period, namely, when the people have to develop
administration in accordance with the constitutions they won for
themselves in a previous period of struggle with absolute power; but we
are not prepared for the tasks of the new period.
Such an explanation seems to afford the only escape from blank
astonishment at the fact that, in spite of our vast advantages in point
of political liberty, and above all in point of practical political
skill and sagacity, so many nations are ahead of us in administrative
organization and administrative skill. Why, for instance, have we but
just begun purifying a civil service which was rotten full fifty years
ago? To say that slavery diverted us is but to repeat what I have
said-that flaws in our constitution delayed us.
Of course all reasonable preference would declare for this English
and American course of politics rather than for that of any European
country. We should not like to have had Prussia’s history for the sake
of having Prussia’s administrative skill; and Prussia’s particular
system of administration would quite suffocate us. It is better to be
untrained and free than to be servile and systematic. Still there is no
denying that it would be better yet to be both free in spirit and
proficient in practice. It is this even more reasonable preference which
impels us to discover what there may be to hinder or delay us in
naturalizing this much-to-be-desired science of administration.
What, then, is there to prevent?
Well, principally, popular sovereignty. It is harder for democracy to
organize administration than for monarchy. The very completeness of our
most cherished political successes in the past embarrasses us. We have
enthroned public opinion; and it is forbidden us to hope during its
reign for any quick schooling of the sovereign in executive expertness
or in the conditions of perfect functional balance in government. The
very fact that we have realized popular rule in its fullness has made
the task of organizaing that rule just so much the more
difficult. In order to make any advance at all we must instruct and
persuade a multitudinous monarch called public opinion,-a much less
feasible undertaking than to influence a single monarch called a king.
An individual sovereign will adopt a simple plan and carry it out
directly: he will have but one opinion, and he will embody that one
opinion in one command. But this other sovereign, the people, will have a
score of differing opinions. They can agree upon nothing simple:
advance must be made through compromise, by a compounding of
differences, by a trimming of plans and a suppression of too
straightforward principles. There will be a succession of resolves
running through a course of years, a dropping fire of commands running
through the whole gamut of modifications.
In government, as in virtue, the hardest of things is to make
progress. Formerly the reason for this was that the single person who
was sovereign was generally either selfish, ignorant, timid, or a
fool,-albeit there was now and again one who was wise. Nowadays the
reason is that the many, the people, who are sovereign have no single
ear which one can approach, and are selfish, ignorant, timid, stubborn,
or foolish with the selfishness, the ignorances, the stubbornnesses, the
timidities, or the follies of several thousand persons,-albeit there
are hundreds who are wise. Once the advantage of the reformer was that
the sovereign’s mind had a definite locality, that it was contained in
one man’s head, and that consequently it could be gotten at; though it
was his disadvantage that the mind learned only reluctantly or only in
small quantities, or was under the influence of some one who let it
learn only the wrong things. Now, on the contrary, the reformer is
bewildered by the fact that the sovereign’s mind has no definite
locality, but is contained in a voting majority of several million
heads; and embarrassed by the fact that the mind of this sovereign also
is under the influence of favorites, who are none the less favorites in a
good old-fashioned sense of the word because they are not persons by
preconceived opinions; i.e., prejudices which are not to be reasoned with because they are not the children of reason.
Wherever regard for public opinion is a first principle of
government, practical reform must be slow and all reform must be full of
compromises. For wherever public opinion exists it must rule. This is
now an axiom half the world over, and will presently come to be believed
even in Russia. Whoever would effect a change in a modern
constitutional government must first educate his fellow-citizens to want
some change. That done, he must persuade them to want the
particular change he wants. He must first make public opinion willing to
listen and then see to it that it listen to the right things. He must
stir it up to search for an opinion, and then manage to put the right
opinion in its way.
The first step is not less difficult than the second. With opinions,
possession is more than nine points of the law. It is next to impossible
to dislodge them. Institutions which one generation regards as only a
makeshift approximation to the realization of a principle, the next
generation honors as the nearest possible approximation to that
principle, and the next worships as the principle itself. It takes
scarcely three generations for the apotheosis. The grandson accepts his
grandfather’s hesitating experiment as an integral part of the fixed
constitution of nature.
Even if we had clear insight into all the political past, and could
form out of perfectly instructed heads a few steady, infallible,
placidly wise maxims of government into which all sound political
doctrine would be ultimately resolvable, would the country act on them?
That is the question. The bulk of mankind is rigidly unphilosophical,
and nowadays the bulk of mankind votes. A truth must become not only
plain but also commonplace before it will be seen by the people who go
to their work very early in the morning; and not to act upon it must
involve great and pinching inconveniences before these same people will
make up their minds to act upon it.
And where is this unphilosophical bulk of mankind more multifarious
in its composition than in the United States? To know the public mind of
this country, one must know the mind, not of Americans of the older
stocks only, but also of Irishmen, of Germans, of negroes. In order to
get a footing for new doctrine, one must influence minds cast in every
mould of race, minds inheriting every bias of environment, warped by the
histories of a score of different nations, warmed or chilled, closed or
expanded by almost every climate of the globe.
So much, then, for the history of the study of administration, and
the peculiarly difficult conditions under which, entering upon it when
we do, we must undertake it. What, now, is the subject-matter of this
study, and what are its characteristic objects?
II.
The field of administration is a field of business. It is removed
from the hurry and strife of politics; it at most points stands apart
even from the debatable ground of constitutional study. It is a part of
political life only as the methods of the counting house are a part of
the life of society; only as machinery is part of the manufactured
product. But it is, at the same time, raised very far above the dull
level of mere technical detail by the fact that through its greater
principles it is directly connected with the lasting maxims of political
wisdom, the permanent truths of political progress.
The object of administrative study is to rescue executive methods
from the confusion and costliness of empirical experiment and set them
upon foundations laid deep in stable principle.
It is for this reason that we must regard civil-service reform in its
present stages as but a prelude to a fuller administrative reform. We
are now rectifying methods of appointment; we must go on to adjust
executive functions more fitly and to prescribe better methods of
executive organization and action. Civil-service reform is thus but a
moral preparation for what is to follow. It is clearing the moral
atmosphere of official life by establishing the sanctity of public
office as a public trust, and, by making service unpartisan, it is
opening the way for making it businesslike. By sweetening its motives it
is rendering it capable of improving its methods of work.
Let me expand a little what I have said of the province of
administration. Most important to be observed is the truth already so
much and so fortunately insisted upon by our civil-service reformers;
namely, that administration lies outside the proper sphere of politics.
Administrative questions are not political questions. Although politics
sets the tasks for administration, it should not be suffered to
manipulate its offices.
This is distinction of high authority; eminent German writers insist
upon it as of course. Bluntschli, for instance, bids us separate
administration alike from politics and from law. Politics, he says, is
state activity “in things great and universal,” while “administration,
on the other hand,” is “the activity of the state in individual and
small things. Politics is thus the special province of the statesman,
administration of the technical official.” “Policy does nothing without
the aid of administration”; but administration is not therefore
politics. But we do not require German authority for this position; this
discrimination between administration and politics is now, happily, too
obvious to need further discussion.
There is another distinction which must be worked into all our
conclusions, which, though but another side of that between
administration and politics, is not quite so easy to keep sight of: I
mean the distinction between constitutional and administrative
questions, between those governmental adjustments which are essential to
constitutional principle and those which are merely instrumental to the
possibly changing purposes of a wisely adapting convenience.
One cannot easily make clear to every one just where administration
resides in the various departments of any practicable government without
entering upon particulars so numerous as to confuse and distinctions so
minute as to distract. No lines of demarcation, setting apart
administrative from non-administrative functions, can be run between
this and that department of government without being run up hill and
down dale, over dizzy heights of distinction and through dense jungles
of statutory enactment, hither and thither around “ifs” and “buts,”
“whens” and “howevers,” until they become altogether lost to the common
eye not accustomed to this sort of surveying, and consequently not
acquainted with the use of the theodolite of logical discernment. A
great deal of administration goes about incognito to most of the world, being confounded now with political “management,” and again with constitutional principle.
Perhaps this ease of confusion may explain such utterances as that of
Niebuhr’s: “Liberty,” he says, “depends incomparably more upon
administration than upon constitution.” At first sight this appears to
be largely true. Apparently facility in the actual exercise of liberty
does depend more upon administrative arrangements than upon
constitutional guarantees; although constitutional guarantees alone
secure the existence of liberty. But-upon second thought-is even so much
as this true? Liberty no more consists in easy functional movement than
intelligence consists in the ease and vigor with which the limbs of a
strong man move. The principles that rule within the man, or the
constitution, are the vital springs of liberty or servitude. Because
independence and subjection are without chains, are lightened by every
easy-working device of considerate, paternal government, they are not
thereby transformed into liberty. Liberty cannot live apart from
constitutional principle; and no administration, however perfect and
liberal its methods, can give men more than a poor counterfeit of
liberty if it rest upon illiberal principles of government.
A clear view of the difference between the province of constitutional
law and the province of administrative function ought to leave no room
for misconception; and it is possible to name some roughly definite
criteria upon which such a view can be built. Public administration is
detailed and systematic execution of public law. Every particular
application of general law is an act of administration. The assessment
and raising of taxes, for instance, the hanging of a criminal, the
transportation and delivery of the mails, the equipment and recruiting
of the army and navy, etc., are all obviously acts of
administration; but the general laws which direct these things to be
done are as obviously outside of and above administration. The broad
plans of governmental action are not administrative; the detailed
execution of such plans is administrative. Constitutions, therefore,
properly concern themselves only with those instrumentalities of
government which are to control general law. Our federal constitution
observes this principle in saying nothing of even the greatest of the
purely executive offices, and speaking only of that President of the
Union who was to share the legislative and policy-making functions of
government, only of those judges of highest jurisdiction who were to
interpret and guard its principles, and not of those who were merely to
give utterance to them.
This is not quite the distinction between Will and answering Deed,
because the administrator should have and does have a will of his own in
the choice of means for accomplishing his work. He is not and ought not
to be a mere passive instrument. The distinction is between general
plans and special means.
There is, indeed, one point at which administrative studies trench on
constitutional ground-or at least upon what seems constitutional
ground. The study of administration, philosophically viewed, is closely
connected with the study of the proper distribution of constitutional
authority. To be efficient it must discover the simplest arrangements by
which responsibility can be unmistakably fixed upon officials; the best
way of dividing authority without hampering it, and responsibility
without obscuring it. And this question of the distribution of
authority, when taken into the sphere of the higher, the originating
functions of government, is obviously a central constitutional question.
If administrative study can discover the best principles upon which to
base such distribution, it will have done constitutional study an
invaluable service. Montesquieu did not, I am convinced, say the last
word on this head.
To discover the best principle for the distribution of authority is
of greater importance, possibly, under a democratic system, where
officials serve many masters, than under others where they serve but a
few. All sovereigns are suspicious of their servants, and the sovereign
people is no exception to the rule; but how is its suspicion to be
allayed by knowledge? If that suspicion could but be clarified
into wise vigilance, it would be altogether salutary; if that vigilance
could be aided by the unmistakable placing of responsibility, it would
be altogether beneficent. Suspicion in itself is never healthful either
in the private or in the public mind. Trust is strength in all
relations of life; and, as it is the office of the constitutional
reformer to create conditions of trustfulness, so it is the office of
the administrative organizer to fit administration with conditions of
clear-cut responsibility which shall insure trustworthiness.
And let me say that large powers and unhampered discretion seem to me
the indispensable conditions of responsibility. Public attention must
be easily directed, in each case of good or bad administration, to just
the man deserving of praise or blame. There is no danger in power, if
only it be not irresponsible. If it be divided, dealt out in shares to
many, it is obscured; and if it be obscured, it is made irresponsible.
But if it be centred in heads of the service and in heads of branches of
the service, it is easily watched and brought to book. If to keep his
office a man must achieve open and honest success, and if at the same
time he feels himself intrusted with large freedom of discretion, the
greater his power the less likely is he to abuse it, the more is he
nerved and sobered and elevated by it. The less his power, the more
safely obscure and unnoticed does he feel his position to be, and the
more readily does he relapse into remissness.
Just here we manifestly emerge upon the field of that still larger
question,-the proper relations between public opinion and
administration.
To whom is official trustworthiness to be disclosed, and by whom is
it to be rewarded? Is the official to look to the public for his meed of
praise and his push of promotion, or only to his superior in office?
Are the people to be called in to settle administrative discipline as
they are called in to settle constitutional principles? These questions
evidently find their root in what is undoubtedly the fundamental problem
of this whole study. That problem is: What part shall public opinion
take in the conduct of administration?
The right answer seems to be, that public opinion shall play the part of authoritative critic.
But the method by which its authority shall be made to tell?
Our peculiar American difficulty in organizing administration is not
the danger of losing liberty, but the danger of not being able or
willing to separate its essentials from its accidents. Our success is
made doubtful by that besetting error of ours, the error of trying to do
too much by vote. Self-government does not consist in having a hand in
everything, any more than housekeeping consists necessarily in cooking
dinner with one’s own hands. The cook must be trusted with a large
discretion as to the management of the fires and the ovens.
In those countries in which public opinion has yet to be instructed
in its privileges, yet to be accustomed to having its own way, this
question as to the province of public opinion is much more ready soluble
than in this country, where public opinion is wide awake and quite
intent upon having its own way anyhow. It is pathetic to see a whole
book written by a German professor of political science for the purpose
of saying to his countrymen, “Please try to have an opinion about
national affairs”; but a public which is so modest may at least be
expected to be very docile and acquiescent in learning what things it
has not a right to think and speak about imperatively. It may
be sluggish, but it will not be meddlesome. It will submit to be
instructed before it tries to instruct. Its political education will
come before its political activity. In trying to instruct our own public
opinion, we are dealing with a pupil apt to think itself quite
sufficiently instructed beforehand.
The problem is to make public opinion efficient without suffering it
to be meddlesome. Directly exercised, in the oversight of the daily
details and in the choice of the daily means of government, public
criticism is of course a clumsy nuisance, a rustic handling delicate
machinery. But as superintending the greater forces of formative policy
alike in politics and administration, public criticism is altogether
safe and beneficent, altogether indispensable. Let administrative study
find the best means for giving public criticism this control and for
shutting it out from all other interference.
But is the whole duty of administrative study done when it has taught
the people what sort of administration to desire and demand, and how to
get what they demand? Ought it not to go on to drill candidates for the
public service?
There is an admirable movement towards universal political education
now afoot in this country. The time will soon come when no college of
respectability can afford to do without a well-filled chair of political
science. But the education thus imparted will go but a certain length.
It will multiply the number of intelligent critics of government, but it
will create no competent body of administrators. It will prepare the
way for the development of a sure-footed understanding of the general
principles of government, but it will not necessarily foster skill in
conducting government. It is an education which will equip legislators,
perhaps, but not executive officials. If we are to improve public
opinion, which is the motive power of government, we must prepare better
officials as the apparatus of government. If we are to put in
new boilers and to mend the fires which drive our governmental
machinery, we must not leave the old wheels and joints and valves and
bands to creak and buzz and clatter on as best they may at bidding of
the new force. We must put in new running parts wherever there is the
least lack of strength or adjustment. It will be necessary to organize
democracy by sending up to the competitive examinations for the civil
service men definitely prepared for standing liberal tests as to
technical knowledge. A technically schooled civil service will presently
have become indispensable.
I know that a corps of civil servants prepared by a special schooling
and drilled, after appointment, into a perfected organization, with
appropriate hierarchy and characteristic discipline, seems to a great
many very thoughtful persons to contain elements which might combine to
make an offensive official class,- a distinct, semi-corporate body with
sympathies divorced from those of a progressive, free-spirited people,
and with hearts narrowed to the meanness of a bigoted officialism.
Certainly such a class would be altogether hateful and harmful in the
United States. Any measure calculated to produce it would for us be
measures of reaction and of folly.
But to fear the creation of a domineering, illiberal officialism as a
result of the studies I am here proposing is to miss altogether the
principle upon which I wish most to insist. That principle is, that
administration in the United States must be at all points sensitive to
public opinion. A body of thoroughly trained officials serving during
good behavior we must have in any case: that is a plain business
necessity. But the apprehension that such a body will be anything
un-American clears away the moment it is asked, What is to constitute
good behavior? For that question obviously carries its own answer on its
face. Steady, hearty allegiance to the policy of the government they
serve will constitute good behavior. That policy will have no
taint of officialism about it. It will not be the creation of permanent
officials, but of statesmen whose responsibility to public opinion will
be direct and inevitable. Bureaucracy can exist only where the whole
service of the state is removed from the common political life of the
people, its chiefs as well as its rank and file. Its motives, its
objects, its policy, its standards, must be bureaucratic. It would be
difficult to point out any examples of impudent exclusiveness and
arbitrariness on the part of officials doing service under a chief of
department who really served the people, as all our chiefs of
departments must be made to do. It would be easy, on the other hand, to
adduce other instances like that of the influence of Stein in Prussia,
where the leadership of one statesman imbued with true public spirit
transformed arrogant and perfunctory bureaux into public-spirited
instruments of just government.
The ideal for us is a civil service cultured and self-sufficient
enough to act with sense and vigor, and yet so intimately connected with
the popular thought, by means of elections and constant public counsel,
as to find arbitrariness of class spirit quite out of the question.
III.
Having thus viewed in some sort the subject-matter and the objects of
this study of administration, what are we to conclude as to the methods
best suited to it-the points of view most advantageous for it?
Government is so near us, so much a thing of our daily familiar
handling, that we can with difficulty see the need of any philosophical
study of it, or the exact point of such study, should be undertaken. We
have been on our feet too long to study now the art of walking. We are a
practical people, made so apt, so adept in self-government by centuries
of experimental drill that we are scarcely any longer capable of
perceiving the awkwardness of the particular system we may be using,
just because it is so easy for us to use any system. We do not study the
art of governing: we govern. But mere unschooled genius for affairs
will not save us from sad blunders in administration. Though democrats
by long inheritance and repeated choice, we are still rather crude
democrats. Old as democracy is, its organization on a basis of modern
ideas and conditions is still an unaccomplished work. The democratic
state has yet to be equipped for carrying those enormous burdens of
administration which the needs of this industrial and trading age are so
fast accumulating. Without comparative studies in government we cannot
rid ourselves of the misconception that administration stands upon an
essentially different basis in a democratic state from that on which it
stands in a non-democratic state.
After such study we could grant democracy the sufficient honor of
ultimately determining by debate all essential questions affecting the
public weal, of basing all structures of policy upon the major will; but
we would have found but one rule of good administration for all
governments alike. So far as administrative functions are concerned, all
governments have a strong structural likeness; more than that, if they
are to be uniformly useful and efficient, they must have a
strong structural likeness. A free man has the same bodily organs, the
same executive parts, as the slave, however different may be his
motives, his services, his energies. Monarchies and democracies,
radically different as they are in other respects, have in reality much
the same business to look to.
It is abundantly safe nowadays to insist upon this actual likeness of
all governments, because these are days when abuses of power are easily
exposed and arrested, in countries like our own, by a bold, alert,
inquisitive, detective public thought and a sturdy popular
self-dependence such as never existed before. We are slow to appreciate
this; but it is easy to appreciate it. Try to imagine personal
government in the United States. It is like trying to imagine a national
worship of Zeus. Our imaginations are too modern for the feat.
But, besides being safe, it is necessary to see that for all
governments alike the legitimate ends of administration are the same, in
order not to be frightened at the idea of looking into foreign systems
of administration for instruction and suggestion; in order to get rid of
the apprehension that we might perchance blindly borrow something
incompatible with our principles. That man is blindly astray who
denounces attempts to transplant foreign systems into this country. It
is impossible: they simply would not grow here. But why should we not
use such parts of foreign contrivances as we want, if they be in any way
serviceable? We are in no danger of using them in a foreign way. We
borrowed rice, but we do not eat it with chopsticks. We borrowed our
whole political language from England, but we leave the words “king” and
“lords” out of it. What did we ever originate, except the action of the
federal government upon individuals and some of the functions of the
federal supreme court?
We can borrow the science of administration with safety and profit if
only we read all fundamental differences of condition into its
essential tenets. We have only to filter it through our constitutions,
only to put it over a slow fire of criticism and distil away its foreign
gases.
I know that there is a sneaking fear in some conscientiously
patriotic minds that studies of European systems might signalize some
foreign methods as better than some American methods; and the fear is
easily to be understood. But it would scarcely be avowed in just any
company.
It is the more necessary to insist upon thus putting away all
prejudices against looking anywhere in the world but at home for
suggestions in this study, because nowhere else in the whole field of
politics, it would seem, can we make use of the historical, comparative
method more safely than in this province of administration. Perhaps the
more novel the forms we study the better. We shall the sooner learn the
peculiarities of our own methods. We can never learn either our own
weaknesses or our own virtues by comparing ourselves with ourselves. We
are too used to the appearance and procedure of our own system to see
its true significance. Perhaps even the English system is too much like
our own to be used to the most profit in illustration. It is best on the
whole to get entirely away from our own atmosphere and to be most
careful in examining such systems as those of France and Germany. Seeing
our own institutions through such media, we see ourselves as
foreigners might see us were they to look at us without preconceptions.
Of ourselves, so long as we know only ourselves, we know nothing.
Let it be noted that it is the distinction, already drawn, between
administration and politics which makes the comparative method so safe
in the field of administration. When we study the administrative systems
of France and Germany, knowing that we are not in search of political
principles, we need not care a peppercorn for the constitutional or
political reasons which Frenchmen or Germans give for their practices
when explaining them to us. If I see a murderous fellow sharpening a
knife cleverly, I can borrow his way of sharpening the knife without
borrowing his probable intention to commit murder with it; and so, if I
see a monarchist dyed in the wool managing a public bureau well, I can
learn his business methods without changing one of my republican spots.
He may serve his king; I will continue to serve the people; but I should
like to serve my sovereign as well as he serves his. By keeping this
distinction in view,-that is, by studying administration as a means of
putting our own politics into convenient practice, as a means of making
what is democratically politic towards all administratively possible
towards each,-we are on perfectly safe ground, and can learn without
error what foreign systems have to teach us. We thus devise an adjusting
weight for our comparative method of study. We can thus scrutinize the
anatomy of foreign governments without fear of getting any of their
diseases into our veins; dissect alien systems without apprehension of
blood-poisoning.
Our own politics must be the touchstone for all theories. The
principles on which to base a science of administration for America must
be principles which have democratic policy very much at heart. And, to
suit American habit, all general theories must, as theories, keep
modestly in the background, not in open argument only, but even in our
own minds,-lest opinions satisfactory only to the standards of the
library should be dogmatically used, as if they must be quite as
satisfactory to the standards of practical politics as well. Doctrinaire
devices must be postponed to tested practices. Arrangements not only
sanctioned by conclusive experience elsewhere but also congenial to
American habit must be preferred without hesitation to theoretical
perfection. In a word, steady, practical statesmanship must come first,
closet doctrine second. The cosmopolitan what-to-do must always be
commanded by the American how-to-do-it.
Our duty is, to supply the best possible life to a federal
organization, to systems within systems; to make town, city, county,
state, and federal governments live with a like strength and an equally
assured healthfulness, keeping each unquestionably its own master and
yet making all interdependent and co-operative combining independence
with mutual helpfulness. The task is great and important enough to
attract the best minds.
This interlacing of local self-government with federal
self-government is quite a modern conception. It is not like the
arrangements of imperial federation in Germany. There local government
is not yet, fully, local self-government. The bureaucrat is everywhere busy. His efficiency springs out of esprit de corps,
out of care to make ingratiating obeisance to the authority of a
superior, or, at best, out of the soil of a sensitive conscience. He
serves, not the public, but an irresponsible minister. The question for
us is, how shall our series of governments within governments be so
administered that it shall always be to the interest of the public
officer to serve, not his superior alone but the community also, with
the best efforts of his talents and the soberest service of his
conscience? How shall such service be made to his commonest interest by
contributing abundantly to his sustenance, to his dearest interest by
furthering his ambition, and to his highest interest by advancing his
honor and establishing his character? And how shall this be done alike
for the local part and for the national whole?
If we solve this problem we shall again pilot the world. There is a
tendency-is there not?- a tendency as yet dim, but already steadily
impulsive and clearly destined to prevail, towards, first the
confederation of parts of empires like the British, and finally of great
states themselves. Instead of centralization of power, there is to be
wide union with tolerated divisions of prerogative. This is a tendency
towards the American type – of governments joined with governments for
the pursuit of common purposes, in honorary equality and honorable
subordination. Like principles of civil liberty are everywhere fostering
like methods of government; and if comparative studies of the ways and
means of government should enable us to offer suggestions which will
practicably combine openness and vigor in the administration of such
governments with ready docility to all serious, well-sustained public
criticism, they will have approved themselves worthy to be ranked among
the highest and most fruitful of the great departments of political
study. That they will issue in such suggestions I confidently hope.
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